The US Securities and Exchange Commission announced new insider trade rules on Friday for executives in non-US companies who buy or sell stock in their firms.

New details about the Texas Stock Exchange have emerged after the U.S. Securities and Exchange Commission recently published the exchange's registration and application to begin trading. TXSE Group ...

The new rules are part of an extensive document that has been developed in co-operation with 30 institutions across the market, from banks and buy-side firms, before EBS circulates a draft and ...

The Securities and Exchange Commission clarified what applies when a 401(k) plan participant subject to insider trading rules sells company stock through a self-directed brokerage window. The ...

The Financial Industry Regulatory Authority (FINRA)’s Board of Governors has approved a major overhaul of its pattern day trading (PDT) rules, marking a critical shift in how active retail trading ...